Stephanie Chan's Credentials wallet • CFA Institute

CFA Institute Charterholder Member

August 29, 2024

CFA Institute

CFA Institute Charterholder

August 23, 2024

CFA Institute

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Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Specialized Knowledge and Applications Basic 2 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 31, 2018

Course 16: Guiding Principles of Effective Investment Policies

July 31, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Specialized Knowledge and Applications Basic 2 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 31, 2018

Course 17: Reporting and Oversight

July 31, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Basic 4 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 30, 2018

Course 03: U.S. Municipal Market Overview and its Participants

July 30, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Specialized Knowledge and Applications Basic 3.5 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 26, 2018

Course 14: Best Practices for Building Win-Win Relationships

July 26, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Basic 2.5 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 26, 2018

Course 15: Importance of Cash Flow Analysis

July 26, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Intermediate 2.4 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 20, 2018

Course 13: Overview of Indices and Benchmarks

July 20, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Basic 3 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 14, 2018

Course 11: Fundamentals of Credit Analysis

July 14, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Intermediate 3.0 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 14, 2018

Course 12: Overview of Portfolio Measurement Tools

July 14, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Intermediate 2.5 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 13, 2018

Course 10: Fundamentals of Options and Volatility

July 13, 2018

Fixed Income Academy

Course 09: Fundamentals of Yield Curves

July 12, 2018

Thank you for attending Fixed Income Academy Bond School

Please retain a copy for your records

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Finance Intermediate 2 credit hours QAS Self Study https://fixedincomeacademy.instructure.com

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Congratulations from all of us at Fixed Income Academy!

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Stephanie Chan

Certificate of Completion

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

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Course 09: Fundamentals of Yield Curves

July 12, 2018

Fixed Income Academy

Course 08: Fundamentals of Swaps

July 8, 2018

Thank you for attending Fixed Income Academy Bond School

Please retain a copy for your records

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Finance Intermediate 2.5 credit hours QAS Self Study https://fixedincomeacademy.instructure.com

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Congratulations from all of us at Fixed Income Academy!

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Stephanie Chan

Certificate of Completion

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

____________________________________________________________________________________

Course 08: Fundamentals of Swaps

July 8, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Basic 2 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 6, 2018

Course 06: Fundamentals of Market Mechanics

July 6, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Intermediate 2.5 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

July 6, 2018

Course 07: Fundamentals of Bond Financing and Leveraging Tools

July 6, 2018

Fixed Income Academy

_______________________________________________________________________________________

Fixed Income Academy LP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Certificate of Completion

Stephanie Chan

Contact Us bondschool@fixedincomeacademy.com 800-243-5097

Fixed Income Academy, L.P. 3323 E. Ridgeway Road Orange, CA 92867

___________________________________ Marcia Clark, Chief Learning Officer Fixed Income Academy, LP

Congratulations from all of us at Fixed Income Academy!

In accordance with the standards of the National Registry of CPE Sponsors CPE credits have been granted based on a 50-minute hour National Registry of CPE Sponsors ID Number 112359

Finance Basic 3.0 credit hours Self Study https://fixedincomeacademy.instructure.com

Subject Matter Program Level Total Credit Hours Instructional Delivery Method Location Awarded

Please retain a copy for your records

Thank you for attending Fixed Income Academy Bond School

January 4, 2018

Course 02: Bond Market Overview: It's Participants and the New Issue Process

January 4, 2018

Fixed Income Academy