David McMeekin

Market, Liquidity and Asset Liability Management Risk Management Exam

In recognition of successful completion of the

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Justin C McCarthy

This certificate is awarded to:

Passage of this exam demonstrates a deep, practical understanding of market, liquidity and asset liability management, their frameworks, and various measurement methodologies in financial institutions.

January 6, 2017

Passed on this date:

PRMIA Certificate Number:

Chief Executive Officer, PRMIA

Justin C McCarthy Chief Executive Officer, PRMIA

PRMIA Certificate Number:

Passed on this date:

March 7, 2016

Passage of this exam demonstrates a high level of understanding of operational risk management frameworks and measurement methodologies.

This certificate is awarded to:

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In recognition of successful completion of the

Operational Risk Management Exam